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从户版到纸籍:战国至唐代户籍制度考论
  • 书号:9787030751751
    作者:张荣强
  • 外文书名:
  • 装帧:圆脊精装
    开本:B5
  • 页数:475
    字数:640000
    语种:zh-Hans
  • 出版社:科学出版社
    出版时间:2023-09-01
  • 所属分类:
  • 定价: ¥198.00元
    售价: ¥158.40元
  • 图书介质:
    纸质书

  • 购买数量: 件  可供
  • 商品总价:

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中国古代户籍制度是国家掌握人口、征调赋役、管控社会秩序的基本手段。以唐代两税法承认客籍为标志,中国古代户籍的著录对象、编制原则乃至管理系统都发生了划阶段的重大变化。本书综合利用出土文献与传世文献,融通简牍学与敦煌吐鲁番学的研究,在全面系统整理战国至唐代中期户籍文书的基础上,以专题形式对这一时期户籍制度的发展演化及其相应的社会结构变化进行实证考察和理论分析,并从简纸更替这一全新视角揭示中古时期伴随着书写材料的改变,国家行政制度和社会控制方式相应发生的重大变化。
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目录

  • 目录
    序一李治安 / 001
    序二孙继民 / 005
    前言 / 013
    第一编 财政年度·造籍日期与官方年龄
    第一章 汉唐间财政年度演变新论
    一问题的提出 / 004
    二秦汉“计稻后年”与孙吴财政年度变化 / 005
    三郴州晋简与西晋预算体制的初步确立 / 016
    第二章 从“岁尽增年”到“岁初增年”——中国中古官方计龄方式的演变
    一“岁尽增年”与周岁、虚岁之争 / 030
    二“岁尽增年”与“著籍增年” / 035
    三古代礼俗上的“岁首增年” / 039
    四唐代的手实申报与“岁首增年” / 043
    五秦汉与唐代官方年龄及户籍记载上的差异 / 048
    结语 / 054
    补记 / 055
    第二编 文书考释与研究
    第三章 湖南里耶所出“秦代迁陵县南阳里户版”研究
    一户籍简的著录格式 / 062
    二户籍简的制作年代 / 068
    三南阳里户版的性质 / 074
    附录秦代迁陵县南阳里户版 / 083
    第四章 长沙东牌楼东汉“户籍简”补说
    一“算卒”释义 / 087
    二“户籍简”的形制与著录格式 / 094
    三“户籍简”的性质 / 097
    第五章 长沙吴简中两类户籍簿的功能与性质
    一“右某家口食”类简的“不任调”与“应役民” / 104
    二“凡口若干”类结句简中的“事” / 115
    三“凡口若干”与“右某家口食”类简的功用 / 124
    补论“右某家口食”户籍簿的性质 / 128
    第六章 甘肃临泽晋简中的家产继承与户籍制度——兼论两晋十六国户籍的著录内容
    一简册释文与内容分析 / 144
    二案件争讼焦点与汉晋分家制度 / 148
    三两晋十六国户籍的著录内容 / 154
    第七章 《前秦建元二十年籍》与汉唐间籍帐制度的变化
    一《前秦建元二十年籍》内容分析 / 163
    二造籍日期与财政年度的调整 / 171
    三户籍文书类型及其功用的转变 / 176
    补论有关《前秦建元二十年籍》的录文问题 / 186
    第八章 《西凉建初籍》与魏晋时期的职役户籍
    一《西凉建初籍》非民籍、吏兵籍 / 193
    二“大府吏”“散”的身分 / 199
    三魏晋兵户居住状态与《西凉建初籍》的性质 / 204
    第九章 新疆吐鲁番新出唐代貌阅文书
    一文书释读与定名 / 211
    二唐代的貌阅时间与貌阅年龄 / 213
    三貌阅的重点对象及对不法行为的处罚 / 221
    第三编 课役与身分
    第十章 “小”“大”之间——战国至西晋课役身分的演进
    一问题的提出 / 231
    二课役身分从“二分”到“三分” / 234
    三汉代的课役身分体系 / 245
    四从课役身分到户籍身分 / 252
    第十一章 魏晋时期的吏户与吏籍
    一关键史料的解读 / 259
    二古代户籍编制原则与吏、民合籍 / 267
    三吏户的义务、身分与地位 / 274
    结语 / 282
    第十二章 唐代敦煌籍的成年“中女”与吐鲁番籍的“丁女”
    一唐代敦煌籍的成年“中女”并非书写疏误 / 284
    二“丁从课役”与北朝系统下女子的“丁中” / 287
    三西晋及东晋南朝的“丁女”称谓与吐鲁番籍中的遗存 / 292
    余论 / 298
    第十三章 从户下奴婢到在籍贱民——中国古代奴婢身分的演变与良贱身分制的形成
    一秦汉时期的户口统计与奴婢的附籍性质 / 302
    二魏晋以降的户口统计与奴婢在籍身分 / 313
    三秦汉奴婢的来源与身分变化 / 320
    四良贱身分制的形成与发展 / 326
    结语 / 333
    第四编 简纸更替与制度演进
    第十四章 西晋黄籍考——以《太平御览·文部·札》引《晋令》为中心
    一黄籍是简还是纸? / 339
    二“诸户口黄籍” / 346
    三黄籍与正户 / 353
    第十五章 中国古代书写载体与户籍制度的演变
    一“简”“牍”之别与以简代牍 / 365
    二从“户版”到“户籍” / 370
    三简纸替代与中古造籍制度的演进 / 379
    第十六章 简纸更替与中国古代基层统治重心的上移
    一简牍时代的帐簿编造与正、副本关系 / 388
    二秦汉时期乡吏统揽基层事务 / 393
    三简纸替代与县、乡行政机构的变化 / 401
    四魏晋隋唐时期县司亲理庶务 / 405
    余论 / 413
    结论战国以降户籍制度的形成与发展 / 416
    主要参考文献 / 430
    索引 / 461
    后记 / 474
    CONTENTS
    PREFACE 1 / 001
    PREFACE 2 / 005
    FOREWORDS / 013
    PART I FISCAL YEAR, DATE OF REGISTRATION AND OFFICIAL AGE
    CHAPTER 1 A NEW STUDY OF THE FISCAL YEAR EVOLUTION FROM THE HAN DYNASTY TO TANG DYNASTY
    Section 1 Introduction / 004
    Section 2 The “Calculating Rice Harvests for the Following Year” in the Qin-Han Period and the Changes of the Fiscal Year System in the Wu Kingdom / 005
    Section 3 The Chenzhou Bamboo Documents of Jin Dynasty and the Preliminary Establishment of the Budget System in the Western Jin Dynasty / 016
    CHAPTER 2 FROM “COUNTING FROM THE END OF YEAR” TO “COUNTING FROM THE BEGINNING OF THE YEAR”: THE EVOLUTION OF THE OFFICIAL AGE COUNTING METHOD IN MIDDLE ANCIENT CHINA
    Section 1 The “Counting from the End of Year” and the Debate between the use of Zhousui (Counting Age by Years) and Xusui (Counting Age by Lunar Years) / 030
    Section 2 The “Counting from the End of Year” and the “Counting from the Registration” / 035
    Section 3 The “Counting from the Beginning of the Year” in the Ancient Ritual Custom / 039
    Section 4 The Report of Household Information in the Tang Dynasty and the “Counting from the Beginning of the Year” / 043
    Section 5 The Differences in Official Age and Household Register Records between the Qin-Han Period and the Tang Dynasty / 048
    Conclusion / 054 Supplementary Recording / 055
    PART II INTERPRETATION AND RESEARCH OF THE DOCUMENTS
    CHAPTER 3 THE STUDY ON THE “NANYANG LI HOUSEHOLD REGISTRATION BAMBOO SLIPS OF QIANLING COUNTY IN THE QIN DYNASTY” EXCAVATED AT LIYE OF HUNAN PROVINCE
    Section 1 The Format of the Household Registration Bamboo Slips / 062
    Section 2 The Production Time of the Household Registration Bamboo Slips / 068
    Section 3 The Nature of the Nanyang Li Household Registration Bamboo Slips / 074
    Appendix Nanyang Li Household Registration Bamboo Slips of Qianling County in the Qin Dynasty / 083
    CHAPTER 4 A FUTHER STUDY ON THE EASTERN HAN DYNASTY HOUSEHOLD REGISTRATION BAMBOO SLIPS OF DONGPAILOU AT CHANGSHA
    Section 1 The Interpretation of Suanzu / 087
    Section 2 The Shape and Format of the Household Registration Bamboo Slips / 094
    Section 3 The Nature of the Household Registration Bamboo Slips / 097
    CHAPTER 5 THE FUNCTION AND NATURE OF THE TWO TYPES OF HOUSEHOLD REGISTRATION DOCUMENTS IN THE CHANGSHA WU KINGDOM BAMBOO SLIPS
    Section 1 The Terms Bu rendiao and Yingyi min in the You moujia koushi Bamboo Slips / 104
    Section 2 The Term Shi in the Household Registration Bamboo Slips Ending with Fan kou ruogan / 115
    Section 3 The Function of the Fan kou ruogan-type and You moujia koushi-type Bamboo Slips / 124
    Supplementary Discussion The Nature of Household Register of You moujia koushi-type / 128
    CHAPTER 6 THE FAMILY PROPERTY INHERITANCE AND HOUSEHOLD REGISTRATION SYSTEM IN THE LINZE OF GANSU JIN DYNASTY BAMBOO DOCUMENTS: CONCURRENT DISCUSSION ON THE CONTENTS OF THE HOUSEHOLD REGISTRATION OF THE JIN DYNASTY AND SIXTEEN-STATE PERIOD
    Section 1 The Text Interpretation and Analysis of the Bamboo Slips / 144
    Section 2 The Focus of Legal Dispute and the System of Dividing Families during the Han and Jin Dynasties / 148
    Section 3 The Contents of the Household Registration of the Jin Dynasty and Sixteen-State Period / 154
    CHAPTER 7 THE QIANQIN JIANYUAN ERSHINIAN JI AND THE CHANGES IN THE HOUSEHOLD REGISTRATION SYSTEM FROM THE HAN DYNASTY TO TANG DYNASTY
    Section 1 The Analysis of the Content of the Qianqin Jianyuan Ershinian Ji / 163
    Section 2 The Date of Registration Recorded and the Adjustment of the Fiscal Year / 171
    Section 3 The Household Registration Document Types and the Transformation of Their Functions / 176
    Supplementary Discussion The Related Issues of the Qianqin Jianyuan Ershinian Ji Interpretation / 186
    CHAPTER 8 THE XILIANG JIANCHU JI AND THE SERVICE AND HOUSEHOLD REGISTRATION IN THE WEI-JIN PERIOD
    Section 1 The Xiliang Jianchu Ji Is Not a Commoner-Household Register or a Lower Official and Soldier Household Register / 193
    Section 2 The Status of Dafuli and San / 199
    Section 3 The Residential Status of Soldier Households in the Wei-Jin Period and the Nature of the Xiliang Jianchu Ji / 204
    CHAPTER 9 THE NEWLY EXCAVATED MANUSCRIPT DOCUMENTS OF VISUAL INSPECTION OF THE TANG DYNASTY IN TURPAN PREFECTURE, XINJIANG UYGURAUTONOMOUS REGION
    Section 1 The Interpretation and Naming of the Manuscript Documents / 211
    Section 2 The Time and Age of Visual Inspection of the Tang Dynasty / 213
    Section 3 The Key Targets of Visual Inspection and Punishment for Illegal Behavior / 221
    PART III CORVéE LABOR SERVICE AND IDENTITY
    CHAPTER 10 BETWEEN “SMALL” AND “BIG”: EVOLUTION OF THE IDENTIFICATION OF CORVéE LABOR SERVICE FROM THE WARRING STATES PERIOD TO THE WESTERN JIN DYNASTY
    Section 1 Introduction / 231
    Section 2 The Evolution of the Two-Grade to Three-Grade Corvée Labor Service System / 234
    Section 3 The Identity of Corvée Labor Service System in the Han Dynasty / 245
    Section 4 From the Identity of Corvée Labor Service to the Identity of Household Registration Status / 252
    CHAPTER 11 CORVéE HOUSEHOLDS AND CORVéE HOUSEHOLD REGISTRATION IN THE WEI-JIN PERIOD
    Section 1 The Interpretation of the Key Historical Texts / 259
    Section 2 The Compilation Principles of Ancient Household Registration and the Combination of Corvée and Commoner Household Registration / 267
    Section 3 Obligations, Identity, and Status of Corvée Households / 274
    Conclusion / 282
    CHAPTER 12 ZHONG WOMEN AT DUNHUANG AND DING WOMEN AT TURPAN IN THE HOUSEHOLD REGISTER DOCUMENTS OF TANG DYNASTY
    Section 1 The Zhong Women at Dunhuang in the Household Register Documents of Tang Dynasty Is Not a Mistake in Recording / 284
    Section 2 “Ding cong keyi” and the Dingzhong Women in the Northern Dynasties’ System / 287
    Section 3 The Title Ding Women during the Western Jin, Eastern Jin Dynasties and the Southern Dynasties and Surviving Records from the Turpan Household Register Documents / 292
    Epilogue / 298
    CHAPTER 13 FROM HOUSE SERFS TO REGISTERED PARIAHS: THE IDENTITY TRANSITION OF HOUSE SERFS AND THE FORMATION OF THE LIANGJIAN IDENTITY SYSTEM IN ANCIENT CHINA
    Section 1 The Household Census in the Qin-Han Period and the Attached Identity of House Serfs / 302
    Section 2 The Household Census since Wei-Jin Period and the Registered Identity of House Serfs / 313
    Section 3 The Origins of the House Serfs in the Qin-Han Period and Their Identity Changes / 320
    Section 4 The Formation and Development of the Liangjian Identity System / 326
    Conclusion / 333
    PART IV REPLACEMENT OF BAMBOO-SLIP AND PAPER AND INSTITUTIONAL EVOLUTION
    CHAPTER 14 THE STUDY ON THE HUANGJI IN THE WESTERN JIN DYNASTY: BASED ON THE JINLING QUOTED IN THE TAIPINGYULAN WENBU ZHA
    Section 1 Are the Huangji Written on Bamboo Slips or Paper? / 339
    Section 2 “All Households are Recorded in the Yellow-paper Household Registration Documents” / 346
    Section 3 The Huangji and the Official Household / 353
    CHAPTER 15 THE EVOLUTION OF THEWRITINGCARRIER AND HOUSEHOLD REGISTRATION SYSTEM IN ANCIENT CHINA
    Section 1 The Difference between Bamboo Slip and Tablet, and the Substitution of Tablet by Bamboo Slip / 365
    Section 2 The Household Registration Writing Carrier is from Bamboo Slip/Wooden Tablet to Paper / 370
    Section 3 The Transition from Bamboo Slips to Paper and the Evolution of the Household Registration System in Middle Ancient Period / 379
    CHAPTER 16 THE TRANSITION FROM BAMBOO SLIPS TO PAPER AND THE UPWARD MOVEMENT OF PRIMARY-LEVEL GOVERNING CENTERS IN ANCIENT CHINA
    Section 1 The Document Compilation during the Era of Bamboo/Wooden Slips, and the Relationship between the Original and Duplicate Copies / 388
    Section 2 Local Officials Managed Grassroots Affairs in Qin-Han Period / 393
    Section 3 The Transition from Bamboo Slips to Paper and the Changes of the Administrative Structures of Counties and Townships / 401
    Section 4 County Officials Directly Managed Grassroots Affairs in Wei-jin-Sui-Tang Period / 405
    Epilogue / 413
    CONCLUSION THE FORMATION AND DEVELOPMENT OF THE RESIDENTIAL REGISTRATION SYSTEM SINCE THE WARRING STATES PERIOD / 416
    MAIN REFERENCES / 430
    INDEX / 461
    AFTERWORDS / 474
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